Unit 02: Sinusoidal Steady-State Analysis
Fundamentals of Circuit Analysis (2026) · Chapters 5-6
Knowledge Structure Overview
Sinusoidal Steady-State Analysis
├─ 5. Sinusoidal Steady-State Circuit Analysis
│ ├─ 5.1 Basic Concepts of Sinusoidal Quantities
│ │ ├─ 5.1.1 Frequency and Period
│ │ ├─ 5.1.2 Amplitude and RMS Value
│ │ └─ 5.1.3 Initial Phase
│ ├─ 5.2 Phasor Representation of Sinusoidal Quantities
│ │ ├─ 5.2.1 Complex Numbers and Operations
│ │ ├─ 5.2.2 Concept of Phasors
│ │ ├─ 5.2.3 Phasor Diagrams
│ │ └─ 5.2.4 Operational Properties of Phasors
│ ├─ 5.3 Phasor Form of Two Constraints
│ │ ├─ 5.3.1 Phasor Form of Kirchhoff's Laws
│ │ └─ 5.3.2 Phasor Form of Element V-I Relations
│ ├─ 5.4 Impedance of Passive One-Port Networks
│ │ ├─ 5.4.1 Concept of Impedance
│ │ ├─ 5.4.2 Series and Parallel Impedance
│ │ └─ 5.4.3 Phasor Model of Circuits
│ ├─ 5.5 Phasor Method Analysis of Sinusoidal Steady-State Circuits
│ │ ├─ 5.5.1 Analysis of Simple AC Circuits
│ │ └─ 5.5.2 Mesh and Node Methods
│ ├─ 5.6 Power in Sinusoidal AC Circuits
│ │ ├─ 5.6.1 ~ 5.6.5 Four Types of Power
│ │ ├─ 5.6.6 Power Factor Correction
│ │ └─ 5.6.7 Maximum Power Transfer
│ ├─ 5.7 Circuit Frequency Response
│ │ ├─ 5.7.1 Network Functions and Frequency Characteristics
│ │ ├─ 5.7.2 RC Low-Pass Filter Circuit
│ │ └─ 5.7.3 RC High-Pass Filter Circuit
│ └─ 5.8 Resonance Circuits
│ ├─ 5.8.1 Series Resonance
│ └─ 5.8.2 Parallel Resonance
└─ 6. Coupled Inductors and Ideal Transformers
├─ 6.1 Coupled Inductors
│ ├─ 6.1.1 Mutual Inductance
│ ├─ 6.1.2 V-I Relations of Coupled Inductors
│ ├─ 6.1.3 Dot Convention
│ └─ 6.1.4 Equivalent Circuit Models
├─ 6.2 Analysis of Sinusoidal Steady-State Circuits with Coupled Inductors
│ ├─ 6.2.1 Direct Equation Method
│ └─ 6.2.2 Decoupling Equivalent Analysis
├─ 6.3 Air-Core Transformers
└─ 6.4 Ideal Transformers
├─ 6.4.1 Main Characteristics
└─ 6.4.2 Circuit Analysis with Ideal Transformers
5.1 Basic Concepts of Sinusoidal Quantities
5.1.1 Frequency and Period
- Period T: The time required for a sinusoidal quantity to complete one cycle of periodic change, unit: second (s)
- Frequency f: The number of periodic cycles completed per unit time, $f = 1/T$, unit: Hertz (Hz)
- Angular Frequency ω: The rate of phase change of a sinusoidal quantity, $\omega = 2\pi f = 2\pi/T$, unit: radians/second (rad/s)
- Power Frequency: The standard frequency of power systems in China is 50Hz, i.e., $\omega = 100\pi \approx 314$ rad/s
5.1.2 Amplitude and RMS Value
- Instantaneous Value: $i(t) = I_m \sin(\omega t + \varphi)$
- Amplitude (Maximum Value) $I_m$: The maximum value of the sinusoidal quantity
- RMS Value (Effective Value): The DC value that produces the same thermal effect as the sinusoidal quantity $$I = \frac{I_m}{\sqrt{2}} \approx 0.707 I_m$$
- Significance of RMS: AC meter readings are typically RMS values; rated values of electrical equipment are also expressed in RMS
5.1.3 Initial Phase
- Phase: $\omega t + \varphi$, represents the state of a sinusoidal quantity at a given instant
- Initial Phase $\varphi$: The phase angle at $t=0$, $|\varphi| \leq \pi$
- Physical Meaning: Reflects the state of the sinusoidal quantity at the timing origin
- Phase Difference: The difference in initial phases between two sinusoidal quantities of the same frequency, $\varphi = \varphi_1 - \varphi_2$
- $\varphi > 0$: u leads i (or i lags u)
- $\varphi < 0$: u lags i (or i leads u)
- $\varphi = 0$: u and i are in phase
- $\varphi = \pi$: u and i are in opposite phase
5.2 Phasor Representation of Sinusoidal Quantities
5.2.1 Complex Numbers and Operations
- Complex Number Representations:
- Rectangular form: $A = a + jb$ ($j^2 = -1$)
- Exponential form: $A = |A|e^{j\theta}$
- Polar form: $A = |A|\angle\theta$
- Basic Operations:
- Addition/Subtraction: Add/subtract real parts and imaginary parts separately
- Multiplication/Division: Multiply/divide magnitudes, add/subtract angles
- Complex conjugate: $\bar{A} = a - jb = |A|\angle(-\theta)$
5.2.2 Concept of Phasors
- Definition: Using complex numbers to represent the amplitude (or RMS value) and initial phase of a sinusoidal quantity
- Amplitude Phasor: $\dot{I}_m = I_m e^{j\varphi} = I_m\angle\varphi$
- RMS Phasor: $\dot{I} = I e^{j\varphi} = I\angle\varphi$ (more commonly used in engineering)
- Correspondence: $i(t) = I_m \sin(\omega t + \varphi) \leftrightarrow \dot{I}_m = I_m\angle\varphi$
- Note: Phasors can only represent sinusoidal quantities of the same frequency; sinusoidal quantities of different frequencies cannot be represented by the same phasor
5.2.3 Phasor Diagrams
- Definition: A diagram representing phasors as directed line segments on the complex plane
- Drawing Method: Starting from the origin, length represents RMS value (or amplitude), angle represents initial phase
- Applications: Intuitively show phase relationships between sinusoidal quantities; assist in phasor addition and subtraction
5.2.4 Operational Properties of Phasors
- Time-domain differentiation corresponds to phasor multiplication: $\frac{d}{dt} \rightarrow j\omega$
- Time-domain integration corresponds to phasor division: $\int dt \rightarrow \frac{1}{j\omega}$
- Linear operations on same-frequency sinusoidal quantities: Can be performed directly using phasors
5.3 Phasor Form of Two Constraints
5.3.1 Phasor Form of Kirchhoff's Laws
- Phasor form of KCL: $\sum \dot{I} = 0$ (the sum of phasor currents entering a node is zero)
- Phasor form of KVL: $\sum \dot{U} = 0$ (the sum of phasor voltages around a loop is zero)
- Note: The phasor forms of KCL and KVL are identical in form to the DC circuit versions, but the operands are complex numbers
5.3.2 Phasor Form of Element V-I Relations
Resistor R
R
$\dot{U}_R = R\dot{I}_R$
Voltage and current are in phase
Inductor L
L
$\dot{U}_L = j\omega L \cdot \dot{I}_L$
Voltage leads current by 90°
Inductive reactance $X_L = \omega L$
Capacitor C
C
$\dot{U}_C = \frac{1}{j\omega C}\dot{I}_C$
Voltage lags current by 90°
Capacitive reactance $X_C = \frac{1}{\omega C}$
5.4 Impedance of Passive One-Port Networks
Impedance
5.4.1 Concept of Impedance
$$Z = \frac{\dot{U}}{\dot{I}} = R + jX = |Z|\angle\varphi_z$$
- Resistance part (real): $R = |Z|\cos\varphi_z$
- Reactance part (imaginary): $X = |Z|\sin\varphi_z$
- Impedance magnitude: $|Z| = \sqrt{R^2 + X^2}$
- Impedance angle: $\varphi_z = \arctan(X/R)$ (i.e., the angle by which voltage leads current)
Admittance: $Y = 1/Z = G + jB$
5.4.2 Series and Parallel Impedance
- Series: $Z_{eq} = Z_1 + Z_2 + \cdots + Z_n$
- Parallel: $Y_{eq} = Y_1 + Y_2 + \cdots + Y_n$ (i.e., $\frac{1}{Z_{eq}} = \frac{1}{Z_1} + \frac{1}{Z_2} + \cdots + \frac{1}{Z_n}$)
- Voltage Divider Formula: $\dot{U}_k = \frac{Z_k}{Z_1+Z_2+\cdots+Z_n} \cdot \dot{U}$
- Current Divider Formula: $\dot{I}_k = \frac{Y_k}{Y_{eq}} \cdot \dot{I}$ (i.e., $\dot{I}_k = \frac{Z_{eq}}{Z_k} \cdot \dot{I}$)
5.4.3 Phasor Model of Circuits
- Construction Method: Replace each circuit element with its phasor model
- Resistor → $R$
- Inductor → $j\omega L$
- Capacitor → $1/(j\omega C)$
- Voltage source → $\dot{U}_s$, Current source → $\dot{I}_s$
- Characteristic: All quantities in the phasor model are complex numbers; analysis methods are the same as for DC resistive circuits
5.5 Phasor Method Analysis of Sinusoidal Steady-State Circuits
5.5.1 Analysis of Simple AC Circuits
1
Convert the time-domain circuit
to a phasor model
to a phasor model
2
Simplify the circuit using
impedance series/parallel
impedance series/parallel
3
Write equations using
KCL, KVL, and Ohm's law
KCL, KVL, and Ohm's law
4
Solve for phasors and convert
back to time domain
back to time domain
5.5.2 Mesh and Node Methods in AC Circuits
- Mesh Method: Same form as DC circuits, except impedance is complex $$Z_{11}\dot{I}_{m1} + Z_{12}\dot{I}_{m2} + \cdots = \dot{U}_{s11}$$
- Node Method: Same form as DC circuits, except admittance is complex $$Y_{11}\dot{U}_{n1} + Y_{12}\dot{U}_{n2} + \cdots = \dot{I}_{s11}$$
5.6 Power in Sinusoidal AC Circuits
5.6.1 Instantaneous Power
- Definition: $p(t) = u(t) \cdot i(t)$
- Expression: $p(t) = UI\cos\varphi_z - UI\cos(2\omega t + \varphi_u + \varphi_i)$
- Constant component (average power) + double-frequency oscillating component
5.6 Four Types of Power at a Glance
Active Power
Average Power P
The power actually consumed by the circuit, unit: Watt (W)
$P = UI\cos\varphi_z$
$\lambda = \cos\varphi_z$
Reflects electrical energy utilization
Reactive Power
Reactive Power Q
Reflects the scale of energy exchange between electric and magnetic fields, unit: volt-ampere reactive (var)
$Q = UI\sin\varphi_z$
$Q > 0$: Inductive
$Q < 0$: Capacitive
Apparent Power
Apparent Power S
The product of RMS voltage and RMS current, unit: volt-ampere (VA)
$S = UI = \sqrt{P^2 + Q^2}$
Equipment rated capacity
Complex Power
Complex Power $\tilde{S}$
Unified representation of active and reactive power; complex power is conserved
$\tilde{S} = \dot{U}\dot{I}^* = P + jQ$
$\sum \tilde{S} = 0$
5.6.6 Power Factor Correction
Power Factor
Shunt Capacitor Compensation
Significance: Reduces line current, decreases transmission losses, and improves equipment utilization
Method: Connect appropriate capacitors in parallel (compensate for reactive power of inductive loads)
$$C = \frac{P(\tan\varphi_1 - \tan\varphi_2)}{\omega U^2}$$
- $\varphi_1$: Power factor angle before compensation
- $\varphi_2$: Target power factor angle after compensation
- $P$: Load active power
- $U$: RMS source voltage
5.6.7 Maximum Power Transfer
Max Power
Conjugate Matching Condition
$$Z_L = Z_s^* \quad \Rightarrow \quad R_L = R_s, \; X_L = -X_s$$
$$P_{max} = \frac{|U_s|^2}{8R_s}$$
- Condition: Load impedance equals the complex conjugate of the source internal impedance (conjugate matching)
- Maximum Power: $P_{max} = \dfrac{|U_s|^2}{8R_s}$
5.7 Circuit Frequency Response
5.7.1 Network Functions and Frequency Characteristics
- Network Function: $H(j\omega) = \dfrac{\dot{Y}(j\omega)}{\dot{X}(j\omega)}$ (ratio of output phasor to input phasor)
- Magnitude Response: The relationship between $|H(j\omega)|$ and frequency
- Phase Response: The relationship between $\arg H(j\omega)$ and frequency
RC Low-Pass Filter Circuit
R in series, C in parallel for output
$H(j\omega) = \dfrac{1}{1+j\omega RC}$
Cutoff angular frequency: $\omega_c = 1/(RC)$
Passes low frequencies, attenuates high frequencies
RC High-Pass Filter Circuit
C in series, R in parallel for output
$H(j\omega) = \dfrac{j\omega RC}{1+j\omega RC}$
Cutoff angular frequency: $\omega_c = 1/(RC)$
Passes high frequencies, attenuates low frequencies
Frequency Response
RC Low-Pass Filter Analysis
- $\omega \ll \omega_c$: $|H| \approx 1$, signal passes through
- $\omega = \omega_c$: $|H| = 1/\sqrt{2}$ (-3dB point)
- $\omega \gg \omega_c$: $|H| \to 0$, signal is suppressed
5.8 Resonance Circuits
Series Resonance
5.8.1 Series Resonance
Definition: Resonance in an R-L-C series circuit when inductive reactance equals capacitive reactance
$$\omega_0 L = \frac{1}{\omega_0 C} \quad \Rightarrow \quad \omega_0 = \frac{1}{\sqrt{LC}}$$
- Minimum impedance: $Z = R$ (purely resistive)
- Maximum current: $I = U/R$
- Voltage and current are in phase (power factor = 1)
- Inductor voltage and capacitor voltage are equal in magnitude and opposite in direction; they can be much larger than the source voltage
- Quality factor: $Q = \dfrac{\omega_0 L}{R} = \dfrac{1}{\omega_0 CR}$
- Higher Q means a sharper resonance curve and better selectivity
Parallel Resonance
5.8.2 Parallel Resonance
Definition: Resonance in an R-L-C parallel circuit
$$\omega_0 = \frac{1}{\sqrt{LC}}$$
- Minimum admittance (maximum impedance)
- Minimum total current
- Branch currents may be much larger than total current
- Circuit is purely resistive
- Quality factor: $Q = R\sqrt{\dfrac{C}{L}} = \dfrac{R}{\omega_0 L} = \omega_0 RC$
Series Resonance vs. Parallel Resonance
Series Resonance
Series
Impedance: Minimum ($Z=R$)
Current: Maximum
$Q = \dfrac{\omega_0 L}{R}$
Q is inversely proportional to R
Smaller R, less loss, higher Q
Parallel Resonance
Parallel
Impedance: Maximum
Total current: Minimum
$Q = \omega_0 RC$
Q is directly proportional to R
Larger R, less shunting, higher Q
6.1 Coupled Inductors
6.1.1 Mutual Inductance
- Definition: When the current in one coil changes, it not only produces an induced voltage in that coil but also in an adjacent coil
- Mutual Inductance M: $M_{12} = M_{21} = M$
- Coupling Coefficient: $k = M/\sqrt{L_1 L_2}$, $0 \leq k \leq 1$
- $k = 0$: No coupling
- $k = 1$: Perfect coupling (ideal case)
6.1.2 V-I Relations of Coupled Inductors
V-I Relations
Time-Domain and Phasor Forms
Voltage Equations:
$$u_1 = L_1\frac{di_1}{dt} \pm M\frac{di_2}{dt}$$
$$u_2 = L_2\frac{di_2}{dt} \pm M\frac{di_1}{dt}$$
The sign before M depends on the relationship between current direction and dot convention (positive for same-side, negative for opposite-side)
Phasor Form:
$$\dot{U}_1 = j\omega L_1\dot{I}_1 \pm j\omega M\dot{I}_2$$
$$\dot{U}_2 = j\omega L_2\dot{I}_2 \pm j\omega M\dot{I}_1$$
6.1.3 Dot Convention of Coupled Inductors
- Definition: When currents in both coils simultaneously enter (or leave) the dotted terminals, the mutual flux and self-flux have the same direction
- Determination Methods:
- Marking method: Mark the dotted terminals with "•" or "*"
- Right-hand screw rule: Determine based on winding direction
- Purpose: To determine the sign of mutual inductance voltages
6.1.4 Equivalent Circuit Models of Coupled Inductors
- Decoupling Equivalent: Replacing coupled inductors with an equivalent circuit without mutual inductance
- T-Equivalent (when dotted terminals are connected): Equivalent inductances are $L_1-M$, $L_2-M$, and $M$
- Application: Converts circuits with mutual inductance into circuits without mutual inductance for easier analysis
6.2 Analysis of Sinusoidal Steady-State Circuits with Coupled Inductors
6.2.1 Direct Equation Method
Steps:
1. Assign reference directions for each branch current
2. Determine the sign of mutual inductance voltages based on dot convention
3. Write KVL equations (include mutual inductance voltage terms)
4. Solve simultaneously
6.2.2 Decoupling Equivalent Analysis
Steps:
1. Draw the decoupling equivalent circuit based on dot positions
2. The equivalent circuit has no mutual inductance; analyze using standard methods
3. After solving the equivalent circuit, return to the original circuit
6.3 Air-Core Transformers
Air-Core Transformer
Circuit Model and Reflected Impedance
Structure: Two coupled coils wound on the same non-ferromagnetic core
- Primary: Voltage source $\dot{U}_s$, resistance $R_1$, inductance $L_1$
- Secondary: Resistance $R_2$, inductance $L_2$, mutual inductance $M$
- Reflected Impedance: The effect of the secondary on the primary can be represented by a reflected impedance $Z_r = (\omega M)^2/Z_{22}$
6.4 Ideal Transformers
6.4.1 Main Characteristics of Ideal Transformers
Ideal Transformer
Main Performance Parameters
Idealization Conditions: $k = 1$ (perfect coupling), $L_1, L_2 \to \infty$, lossless
$$n = \frac{N_1}{N_2} \quad \text{(turns ratio)}$$
- Voltage Relationship: $u_1/u_2 = n$
- Current Relationship: $i_1/i_2 = -1/n$ (negative sign indicates opposite current directions)
- Impedance Transformation: $Z_{in} = n^2 Z_L$ (secondary impedance $Z_L$ reflected to primary is $n^2 Z_L$)
- Power Relationship: Input power equals output power, $u_1 i_1 + u_2 i_2 = 0$
6.4.2 Circuit Analysis with Ideal Transformers
1
Determine turns ratio n
and dot convention
and dot convention
2
Write voltage and current
relationship equations
relationship equations
3
Impedance transformation:
reflect secondary to primary
reflect secondary to primary
4
Combine with KCL/KVL
and solve simultaneously
and solve simultaneously
Analysis Methods
Two Analysis Methods
- Method 1: Use voltage-current relationships with KCL and KVL to write equations
- Method 2: Impedance transformation method (reflect secondary impedance to primary)
Note that dot convention affects voltage and current direction relationships
Observe the dot convention when reflecting impedances